Focus on key CP86 deliverables
CP86 Compliance Solution
Overview
Built to meet the ever changing needs of Management Companies, GECKO allows firms to focus on meeting their legal and regulatory requirements, including those captured under CP86. Providing a holistic, real-time view of delegates, tasks and responsibilities, all activity is formally recorded and stored, evidencing how the relevant conclusion was reached at the click of a button.
OE Director
Record and maintenance of all records including conflicts of interest and personal transactions on an ongoing basis. Customisable reporting tool to generate detailed, meaningful reports. Formally documented interactions with the OED & DPs as required and available at the click of a button to showcase to regulators as and when requested.
Resourcing
Technology will create many efficiencies for staff, enabling them to make better use of their time. Clearly demonstrate management of all activities, including high quality and effective oversight of those activities performed by delegates. One centralised compliance dashboard assisting with demands on resourcing.
Board Approval of New Funds
Audit trail functionality shows the path to approvals so directors and key stakeholders are engaged early on and able to evidence robust discussions.
Risk Management
Create, store and maintain risk registers and risk appetite statements within GECKO. Record risk management framework and its approval by the Board.
Delegate Oversight
Facilitates initial, ongoing and annual due diligence reviews, particularly now as they may need to be done at a distance. Ensures high quality delegate reporting, evidence of challenge by the FMC, and a document repository to house critical information such as SLAs for all delegates.
Key Features
Create, store, maintain and easily retrieve files i.e. risk registers and risk appetite statements within GECKO.
Generate both regular & ad-hoc reports for Committees, Boards and Senior Management at the click of a button.
Facilitates initial, ongoing and annual due diligence reviews, particularly now as they may need to be done at a distance.
Additional features
Extras
- API Centric
- Multi-user Application
- Clear Digital Footprint